EU AIFMD Compliance

Alternative Investment Fund Managers Directive - Annex IV Reporting

AIFM Authorization Status: Authorized
DE-AIFM-2019-123 | Authority: BaFin (Germany) | Type: Full-Scope AIFM
Authorized & Passported

Total AUM

EUR 1055M

3 AIFs managed

Leverage (Commitment)

1.85x

within 3x limit

Compliance Rate

100%

51/51 requirements

Passport Rights

5

EU member states

AIFM Authorization & Passport Details

Authorization Information

Authorization Number:DE-AIFM-2019-123
Competent Authority:BaFin (Germany)
Authorization Type:Full-Scope AIFM
Authorization Date:June 1, 2019
Home Member State:Germany

Passport Rights (Marketing)

France
Luxembourg
Ireland
Netherlands
Italy

AIFMD Regulatory Compliance Framework

RequirementRegulationDescriptionControlsImplementedStatus
Authorization & Registration
AIFMD Article 6-9
AIFM authorization and ongoing conditions88
Compliant
Operating Conditions
AIFMD Article 12-14
Remuneration policies, conflicts of interest, risk management1010
Compliant
Transparency Requirements
AIFMD Article 22-24
Annual reports, investor disclosures, competent authority reporting99
Compliant
Depositary
AIFMD Article 21
Depositary appointment and oversight duties77
Compliant
Valuation
AIFMD Article 19
Proper and independent valuation procedures66
Compliant
Leverage & Liquidity
AIFMD Article 15-16
Leverage limits, calculation methods, liquidity management1111
Compliant
Total5151
100%

Annex IV Reporting History

PeriodReport TypeDue DateFiled DateStatus
Q3 2025Annex IV QuarterlyOctober 30, 2025October 25, 2025
Filed
Q2 2025Annex IV QuarterlyJuly 30, 2025July 26, 2025
Filed
2024 AnnualAnnex IV AnnualJanuary 30, 2025January 28, 2025
Filed
Q1 2025Annex IV QuarterlyApril 30, 2025April 27, 2025
Filed

Alternative Investment Funds Under Management

Fund NameTypeDomicileAUMLev. (Commit)Lev. (Gross)
OBP Multi-Strategy Fund SICAV
Open-ended
LuxembourgEUR 450M1.92x2.55x
OBP Credit Opportunities Fund
Open-ended
IrelandEUR 325M1.75x2.18x
OBP Real Estate Fund
Closed-ended
GermanyEUR 280M1.88x2.52x
Total / AverageEUR 1055M1.85x2.42x

Depositary Arrangements

Depositary:State Street Bank International GmbH
Location:Munich, Germany
Appointment Date:June 1, 2019
Liability Insurance:EUR 10,000,000
Last Oversight Review:
September 2025

Remuneration Disclosure

Total Remuneration:EUR 8.5M
Fixed Component:EUR 6.2M
Variable Component:EUR 2.3M
Identified Staff:12
Last Annual Disclosure:March 2025

AIFMD Regulatory Requirements

Annex IV Reporting Requirements
Full-scope AIFMs must submit quarterly and annual reports to competent authorities via Annex IV containing detailed information on AIFs managed, leverage employed, principal markets and instruments traded, investor concentration, and risk profile.
Leverage Calculation Methods
Leverage calculated using both Commitment Method (1.85x) and Gross Method (2.42x). Both methods remain within the 3x internal limit.
Key AIFMD Obligations
  • • Quarterly Annex IV reporting (within 30 days)
  • • Annual Annex IV reporting (within 30 days)
  • • Depositary appointment and oversight
  • • Remuneration policy disclosure
  • • Leverage monitoring and limits
  • • Investor transparency reports
Operating Conditions
  • • Risk management systems
  • • Liquidity management procedures
  • • Valuation procedures
  • • Conflicts of interest policy
  • • Delegation framework
  • • Professional indemnity insurance