Jurisdictions
12
regulatory regions
Active Filings
8
regular reporting
Monitoring
4
passive compliance
Next Deadline
Jan 15
US Form 13F
Active Filing Jurisdictions
Active
ISO 27001
International Standards
Active
DORA (EU)
European Supervisory Authorities
Active
GDPR (EU)
Data Protection Authorities
Monitoring Jurisdictions
Key Regional Trends
1
Harmonization
Many jurisdictions following IOSCO principles for consistent global standards
2
ESG/Sustainability
Increasing ESG reporting requirements, especially in EU (SFDR)
3
Systemic Risk
Enhanced reporting for systemically important funds
4
Real-time Reporting
Moving toward T+1 or same-day reporting for some metrics
5
Cross-border
Passporting arrangements and memoranda of understanding between regulators